CapSight:
The Continuous Net Capital Control System for SEC and CFTC Registered Firms
Be among the first to experience our groundbreaking net capital monitoring system. Streamline regulatory compliance while gaining unprecedented visibility into your financial position.
15+ financial firms already pre-registered
Real-Time Net Capital Monitoring
Compliance Status
All requirements met
Why Financial Firms Are Struggling With Compliance
Net capital requirements are a critical regulatory obligation, but managing them has become increasingly complex and risky.
Manual Calculation Risks
Financial firms relying on manual spreadsheets and end-of-day calculations face significant error risks and delayed responses to capital issues.
Regulatory Complexity
Navigating complex and ever-changing regulatory requirements demands specialized expertise and constant vigilance.
Severe Consequences
Failing to maintain adequate net capital can result in severe penalties, operational shutdowns, and permanent reputational damage.
Resource Drain
Compliance teams spend countless hours on calculations and reporting that could be better allocated to strategic risk management.
Introducing CapSight
The revolutionary monitoring system that transforms capital compliance from a reactive burden to a proactive advantage.
Real-Time Net Capital Visibility
Continuous monitoring instead of end-of-day calculations
Automated Regulatory Calculations
Eliminates manual errors and ensures compliance with current regulations
Predictive Risk Alerts
Early warning system prevents compliance violations before they occur
Join the exclusive group of early adopters
Revolutionary Capabilities That Transform Compliance
CapSight doesn't just help you meet requirements, it fundamentally changes how you manage financial risk.
Real-Time Monitoring
Track your net capital position continuously throughout the trading day, not just at end-of-day calculations.
Automated Integration
Connect seamlessly with your existing trading platforms, accounting systems, and banking platforms.
Risk Alerts
Receive proactive notifications when net capital approaches thresholds or when positions become concentrated.
Regulatory Reporting
Generate required compliance reports automatically with accurate data and proper formatting for regulators.
Visual Dashboards
Complex financial data presented through intuitive visualizations that highlight important patterns and trends.
Data History
All calculations and positions stored historically, providing a complete audit trail and trend analysis.
Transform Compliance from Burden to Strategic Advantage
CapSight delivers value that extends far beyond basic regulatory compliance.
The CapSight Difference
From Reactive to Proactive
Stop discovering compliance issues after they occur. CapSight's real-time monitoring means you address potential issues before they become violations.
From Manual to Automated
Eliminate error-prone spreadsheets and manual calculations. CapSight's automation ensures accuracy while freeing your team for strategic work.
From Cost Center to Strategic Asset
Transform compliance from a necessary expense to a strategic advantage that helps optimize capital allocation and risk management.
Measurable Business Impact
Reduction in Compliance Time
CapSight automates calculations that previously required hours of manual work, freeing your team for higher-value activities.
Calculation Accuracy
Eliminate the human error inherent in manual spreadsheet calculations with CapSight's automated precision.
Continuous Monitoring
Move beyond periodic snapshots to continuous compliance visibility that protects your firm around the clock.
How CapSight Revolutionizes Compliance
A seamless experience that transforms financial compliance from burden to advantage.
Unified Data Collection
CapSight connects to all your financial platforms—trading systems, bank accounts, and accounting software—creating a complete financial picture.
Key Integration Points:
- Trading Platforms
- Banking Systems
- Accounting Software
Automated Regulatory Calculations
CapSight applies complex regulatory rules automatically, calculating haircuts and determining your net capital position in real-time.
Automated Calculations:
- Position Haircuts
- Regulatory Adjustments
- Net Capital Position
Proactive Risk Management
CapSight monitors your compliance status continuously and alerts you before issues arise, enabling proactive risk management.
Alert System Features:
- Threshold Warnings
- Position Concentration Alerts
- Trading Integration Controls
Ready to transform your compliance approach?
What Early Preview Partners Say
Financial professionals who've seen CapSight in action are already excited about its potential.
Jonathan Davis
Chief Compliance Officer, Meridian Securities
"After previewing CapSight, I was immediately impressed by how it transformed our compliance approach. What used to take my team hours of careful calculation is now handled automatically and with greater accuracy."
Sarah Michaels
CFO, Pinnacle Trading Group
"The real-time monitoring capability is a game-changer. Instead of finding out about issues after they occur, we now have the ability to see potential problems developing and take corrective action before they impact compliance."
Robert Kim
Managing Director, Azure Capital
"CapSight doesn't just make compliance easier—it makes it strategic. The insights we get from the dashboard help us optimize capital allocation while maintaining regulatory compliance. It's both a compliance tool and a business advantage."
Common Questions About CapSight
Everything you need to know about our revolutionary compliance solution.
Will CapSight integrate with our existing systems?
Yes! CapSight is designed to integrate seamlessly with all major financial platforms, trading systems, accounting software, and banking systems. Our team will work with you to set up secure API connections with all your existing platforms. We currently support over 40 different financial systems.
How secure is CapSight?
Security is our highest priority. CapSight uses bank-grade encryption for all data in transit and at rest. We maintain SOC 2 Type II compliance, conduct regular penetration testing, and do not store your financial credentials. Our role-based access controls ensure that sensitive information is only accessible to authorized personnel.
How long does implementation take?
For most firms, CapSight can be fully implemented in 4-6 weeks. As a pilot participant, you'll receive priority implementation support from our dedicated onboarding team who will handle the system configuration, integration setup, and initial data validation. Our goal is to make the transition as smooth as possible while ensuring accuracy.
What regulatory requirements does CapSight address?
CapSight is designed to address SEC Rule 15c3-1 and CFTC Rule 1.17 (Net Capital Rules) and related requirements. Our system applies the appropriate haircuts, position valuation methodologies, and calculation rules based on your firm's specific registration status and business activities. We continually update our regulatory rule engine as requirements change.
What kind of support is included?
As a pilot participant, you'll receive white-glove support including a dedicated implementation manager, priority technical support, and regular check-ins to ensure the system is meeting your needs. Our team includes former regulators and compliance officers who understand both the technical and regulatory aspects of net capital monitoring.
What are the benefits of joining the pilot program?
Pilot participants receive several exclusive benefits: locked-in preferential pricing, direct input into product development priorities, priority implementation, early access to new features, and white-glove support. You'll also have the opportunity to shape the future of regulatory compliance technology through your feedback.
Don't see your question? Contact our team directly.
Info@GetCapSight.comBacked by Industry Experts
Our team combines deep regulatory expertise with cutting-edge technology skills.
James Lawson
Former SEC Examiner
"After 15 years at the SEC, I joined CapSight to help build a solution that truly addresses the compliance challenges I saw firms struggling with."
Elena Townsend
Financial Technology Expert
"We've combined cutting-edge machine learning with deep regulatory knowledge to create an intelligent system that grows more valuable over time."
Years Regulatory Experience
System Integrations
Calculation Accuracy
Monitoring & Support
Limited Pilot Access Closing Soon
We're accepting only 20 firms into our exclusive pilot program.
Our Pilot Guarantee
We're so confident in CapSight's value that we offer this exclusive guarantee to pilot participants:
- Implement CapSight with our guided support
- Use the full system for 90 days with priority support
- If we don't deliver measurable compliance improvements, walk away with no obligation
- If you continue, lock in exclusive pilot pricing for 24 months
Become a CapSight Pilot Partner
Join our exclusive group of early adopters who are shaping the future of regulatory compliance technology.
Exclusive Pricing
Lock in preferential pricing that will remain in place for at least 24 months
Priority Implementation
Receive white-glove implementation support to ensure a smooth transition.
Product Influence
Shape the future development of CapSight with direct input into our product roadmap.
What happens next?
- Complete the form to express your interest in the pilot program
- Our team will contact you within 24 hours to schedule an Eligibility Call
- We'll discuss your specific needs and confirm your eligibility in the pilot program
- Your implementation process will begin with your dedicated support team
Request Pilot Access
By submitting this form, you agree to be contacted by our team about the CapSight pilot program. We respect your privacy and will never share your information.